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Securities Job Description

Stocks, bonds and other tradable assets are heavily regulated at both the federal and state levels. Failing to comply with these regulations could expose companies and individuals to significant civil and criminal penalties.

Securities lawyers, paralegals and legal support professionals help investors and companies adhere to the pertinent laws including the Securities Exchange Act of 1934 (also known as the truth in securities law), the Investment Company act of 1940 and the Investment Advisers Act of 1940. They also bring complaints in instances of perceived noncompliance and provide counsel on behalf of those accused of not adhering to the law.

Securities law career outlook

Before and after the great recession, highly publicized cases of fraud and deception on Wall Street put a renewed emphasis on enforcing compliance in the securities market. As a result, the demand for qualified, talented securities law professionals is on the rise.

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Securities Job Postings

Jobs 1-6 of 6
  • Location: Minneapolis, Minnesota
    Date Posted: 09/21
    Position: Paralegal
    Practice Area: Securities
    Employment Type: Contract
    Special Counsel Minneapolis seeks Paralegal candidates for a Securities Paralegal job opening at a local corporation. This job is available on a contract basis with a likelihood of becoming permanent and is an opportunity to manage a crucial part of the corporation's legal...View Details.
  • Location: Atlanta, Georgia
    Date Posted: 09/12
    Position: Attorney
    Practice Area: Securities
    Employment Type: Direct Hire
    Our Client, a fantastic Atlanta law firm, is seeking a Corporate Associate to join its busy Global practice. This opportunity offers competitive salary and benefits along with an office environment that focuses on a strong firm culture.
     
    Qualifications:
  • Location: White Plains, New York
    Date Posted: 09/11
    Position: Attorney
    Practice Area: Securities
    Employment Type: Direct Hire
    Parker + Lynch is assisting a highly-regarded national law firm in recruiting a Litigation Associate for its Westchester County, NY office.  The...View Details.
  • Location: San Francisco, California
    Date Posted: 09/02
    Position: Attorney
    Practice Area: Securities
    Employment Type: Contract
    Our client, an international public software services company located in the San Francisco area, has an immediate need for a part-time remote, or on-site temporary Corporate/Securities Attorney to assist their legal team. This role reports to the VP/Assistant GC. The position will...View Details.
  • Location: Los Angeles , California
    Date Posted: 08/31
    Position: Paralegal
    Practice Area: Securities
    Employment Type: Direct Hire
    Newly created, In-house paralegal position is available now through Special Counsel.  Our client, a well-known and well-regarded, private equity...View Details.
  • Location: San Francisco, California
    Date Posted: 08/30
    Position: Attorney
    Practice Area: Securities
    Employment Type: Direct Hire
    Are you a white-collar defense and securities litigation associate ready to transition to a hip law firm known for its dedication to pro bono activities? Do you want to work at a San Francisco law firm that embodies the spirit and culture of San Francisco?  
     
    Our client...
    View Details.
All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, or protected veteran status and will not be discriminated against on the basis of disability.
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