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Securities Job Description

Stocks, bonds and other tradable assets are heavily regulated at both the federal and state levels. Failing to comply with these regulations could expose companies and individuals to significant civil and criminal penalties.

Securities lawyers, paralegals and legal support professionals help investors and companies adhere to the pertinent laws including the Securities Exchange Act of 1934 (also known as the truth in securities law), the Investment Company act of 1940 and the Investment Advisers Act of 1940. They also bring complaints in instances of perceived noncompliance and provide counsel on behalf of those accused of not adhering to the law.

Securities law career outlook

Before and after the great recession, highly publicized cases of fraud and deception on Wall Street put a renewed emphasis on enforcing compliance in the securities market. As a result, the demand for qualified, talented securities law professionals is on the rise.

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Securities Job Postings

Jobs 1-9 of 9
  • Location: New York, New York
    Date Posted: 01/13
    Position: Entry Level
    Practice Area: Securities
    Employment Type: Direct Hire
    A wonderful opportunity for a recent college graduate to find out what it is like to work in a law firm for two years before attending law school.  A midtown prestigious law firm is looking for a bright entry to join their team immediately. You would be assisting lawyers and others...View Details.
  • Location: Westlake, Ohio
    Date Posted: 01/11
    Position: Paralegal
    Practice Area: Securities
    Employment Type: Contract
    Special Counsel is now recruiting a Securities Paralegal for a 3 month assignment at a global manufacturing company....View Details.
  • Location: Houston, Texas
    Date Posted: 01/11
    Position: Paralegal
    Practice Area: Securities
    Employment Type: Direct Hire
    Special Counsel is currently searching for an experience Corporate Paralegal for an in-house position!
     
    DUTIES AND...
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  • Location: Chardon, Ohio
    Date Posted: 01/10
    Position: Paralegal
    Practice Area: Securities
    Employment Type: Direct Hire
    Special Counsel is currently recruiting an experienced securities paralegal for an east-side company.  This is full-time position with competitive compensation, medical and dental benefit package, 401(k), Retirement Savings Plan, Wellness Incentive Program and Safety Bonus...View Details.
  • Location: Arco Station, California
    Date Posted: 01/09
    Position:
    Practice Area: Securities
    Employment Type: Contract
    Special Counsel is seeking a temporary Compliance Specialist in Downtown Los Angeles. In this role, you will be assisting the CCO as it relates to the oversight and due diligence review. Qualified candidates will have experience with FINRA and have a working knowledge of regulatory...View Details.
  • Location: Philadelphia, Pennsylvania
    Date Posted: 01/09
    Position:
    Practice Area: Securities
    Employment Type: Direct Hire
    Securities Litigation Associate
    Parker + Lynch Legal – Philadelphia
     
    Parker + Lynch Legal, a division of Special Counsel, is working with an Am Law 100 firm in Center City that is looking for an exceptional Securities Litigation Associate to join its sophisticated and...
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  • Location: Washington, District of Columbia
    Date Posted: 12/27
    Position: Marketing
    Practice Area: Securities
    Employment Type: Direct Hire
    A top international law firm is seeking an experienced communications professional with a knack for creativity and storytelling to join their DC...View Details.
  • Location: Long Island, New York
    Date Posted: 12/22
    Position: Attorney
    Practice Area: Securities
    Employment Type: Direct Hire
    Parker + Lynch Legal, Special Counsel's Attorney Search Division, is currently working with a large Long Island law firm seeking an entry-level associate for their busy complex litigation group.  Candidates should have excellent writing skills and the desire to work in fast-paced...View Details.
  • Location: Washington, District of Columbia
    Date Posted: 12/19
    Position: Attorney
    Practice Area: Securities
    Employment Type: Direct Hire
    Parker + Lynch is working with a top International Law Firm to bring on a junior White Collar associate attorney for their White Collar and Securities...View Details.
All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, or protected veteran status and will not be discriminated against on the basis of disability.
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