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Securities Job Description

Stocks, bonds and other tradable assets are heavily regulated at both the federal and state levels. Failing to comply with these regulations could expose companies and individuals to significant civil and criminal penalties.

Securities lawyers, paralegals and legal support professionals help investors and companies adhere to the pertinent laws including the Securities Exchange Act of 1934 (also known as the truth in securities law), the Investment Company act of 1940 and the Investment Advisers Act of 1940. They also bring complaints in instances of perceived noncompliance and provide counsel on behalf of those accused of not adhering to the law.

Securities law career outlook

Before and after the great recession, highly publicized cases of fraud and deception on Wall Street put a renewed emphasis on enforcing compliance in the securities market. As a result, the demand for qualified, talented securities law professionals is on the rise.

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Securities Job Postings

Jobs 1-2 of 2
  • Location: White Plains, New York
    Date Posted: 05/16
    Position: Attorney
    Practice Area: Securities
    Employment Type: Direct Hire
    Parker + Lynch is assisting a highly-regarded national law firm in recruiting a Securities Litigation Associate for its Westchester County, NY office.  The ideal candidate will be directly managing client relationships and will have substantial responsibility for developing and...View Details.
  • Location: Costa Mesa, California
    Date Posted: 05/09
    Position: Attorney
    Practice Area: Securities
    Employment Type: Direct Hire
    Our client is currently seeking a talented corporate and securities associate to join their collaborative and inviting office environment. Qualified candidates should be hard-working and focused, with an attention to detail and place high value on client services. The firm sincerely...View Details.
All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, or protected veteran status and will not be discriminated against on the basis of disability.
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