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Securities Job Description

Stocks, bonds and other tradable assets are heavily regulated at both the federal and state levels. Failing to comply with these regulations could expose companies and individuals to significant civil and criminal penalties.

Securities lawyers, paralegals and legal support professionals help investors and companies adhere to the pertinent laws including the Securities Exchange Act of 1934 (also known as the truth in securities law), the Investment Company act of 1940 and the Investment Advisers Act of 1940. They also bring complaints in instances of perceived noncompliance and provide counsel on behalf of those accused of not adhering to the law.

Securities law career outlook

Before and after the great recession, highly publicized cases of fraud and deception on Wall Street put a renewed emphasis on enforcing compliance in the securities market. As a result, the demand for qualified, talented securities law professionals is on the rise.

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Securities Job Postings

Jobs 1-4 of 4
  • Location: White Plains, New York
    Date Posted: 11/16
    Position: Attorney
    Practice Area: Securities
    Employment Type: Direct Hire
    Parker + Lynch is assisting a highly-regarded national law firm in recruiting a Litigation Associate for its Westchester County, NY office.  The ideal candidate will have complex commercial litigation experience in the Securities, Commodities and/or Antitrust areas.  This firm...View Details.
  • Location: Cleveland, Ohio
    Date Posted: 11/09
    Position: Paralegal
    Practice Area: Securities
    Employment Type: Contract
    Special Counsel is now recruiting a Securities Paralegal for a 3 month assignment at a global manufacturing company....View Details.
  • Location: Eden Prairie, Minnesota
    Date Posted: 10/31
    Position: Paralegal
    Practice Area: Securities
    Employment Type: Direct Hire
    Special Counsel is looking a Corporate Securities Paralegal for a Direct Hire position in Eden Prairie, MN. As the Corporate Securities Paralegal, you will responsible for the following:
     
    • Prepare and file Section16 filings including forms 3, 4 and 5.
    •...
    View Details.
  • Location: Brentwood, Tennessee
    Date Posted: 10/29
    Position: Attorney
    Practice Area: Securities
    Employment Type: Direct Hire
    Securities Counsel
     
    Our client, a publicly traded company that is a leader in the energy industry, is seeking a Securities Counsel to join its in-house legal team at the company’s corporate headquarters in Nashville, Tennessee. The successful candidate will have 5+ years...
    View Details.
All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, or protected veteran status and will not be discriminated against on the basis of disability.
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